Broker Check
Call Us Today 800-696-3267

Maine

South Carolina

Order Execution Notice

Customers can request details, from their investment representative, on the identity of the venue to which the customer's orders were routed for execution in the six months prior to the request, whether the orders were directed, at the customer's request, to a specific venue for execution and the time of the executions, if any, that resulted from those orders. Customers also may request up to six months of this information in hard copy through a representative on all orders for a specific time period and/or on individual securities. The collection period for this information began on July 2, 2001.